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dotCreds Certification Hub

FINRA Series 63 Certification Hub

200 approved locked-bank questions and the matching study surfaces.

Locked study sections
Section 1

1. Regulation of Broker-Dealers (12%)

Section 2

2. Regulation of Broker-Dealer Agents (13%)

Section 3

3. Ethical Practices and Obligations (25%)

Section 4

4. Communication with Customers and Prospects (20%)

Section 5

5. Regulations of Securities and Issuers (9%)

Section 6

6. Regulations of Investment Advisers (5%)

Section 7

7. Regulations of Investment Adviser Representatives (5%)

Section 8

8. Remedies and Administrative Provisions (11%)