FINRA Series 24 Guided Course

This guided course is for learners who want a structured path through FINRA Series 24 Practice Test. Start with ordered lessons, answer exam-style questions, review explanations, and use Practice Mode afterward to test retention.

• Follow an ordered FINRA Series 24 course path instead of starting with random questions.
• Use source-backed scenarios to connect concepts to practical administration decisions.
• Review why the correct answer fits and why the distractors do not.
• Track course progress on this device and return to the next lesson later.
• Move from guided learning into Practice Mode when you are ready to check retention and speed.

The full course continues in order. These early lessons are crawlable here so you can see the shape of the path before the interactive course loads.

1. Lesson 1: Maintain written supervisory procedures and controls
   Lesson 1 uses Maintain written supervisory procedures and controls to connect 2. Supervision of General Broker-Dealer Activities (45 of 150 scored items) with Maintain written supervisory procedures and controls.
2. Lesson 2: Supervise account opening and maintenance
   Lesson 2 uses Supervise account opening and maintenance to connect 3. Supervision of Retail and Institutional Customer-Related Activities (32 of 150 scored items) with Supervise account opening and maintenance.
3. Lesson 3: Supervise order entry, routing, and execution
   Lesson 3 uses Supervise order entry, routing, and execution to connect 4. Supervision of Trading and Market Making Activities (32 of 150 scored items) with Supervise order entry, routing, and execution.
4. Lesson 4: Supervise investment-banking activities
   Lesson 4 uses Supervise investment-banking activities to connect 5. Supervision of Investment Banking and Research (32 of 150 scored items) with Supervise investment-banking activities.
5. Lesson 5: Supervise conflicts and associated-person conduct
   Lesson 5 uses Supervise conflicts and associated-person conduct to connect 2. Supervision of General Broker-Dealer Activities (45 of 150 scored items) with Supervise conflicts and associated-person conduct.
6. Lesson 6: Register or terminate the broker-dealer and offices
   Lesson 6 uses Register or terminate the broker-dealer and offices to connect 1. Supervision of Registration of the Broker-Dealer and Personnel Management Activities (9 of 150 scored items) with Register or terminate the broker-dealer and offices.
7. Lesson 7: Review and approve public communications
   Lesson 7 uses Review and approve public communications to connect 3. Supervision of Retail and Institutional Customer-Related Activities (32 of 150 scored items) with Review and approve public communications.
8. Lesson 8: Confirm booking, confirmation, and settlement
   Lesson 8 uses Confirm booking, confirmation, and settlement to connect 4. Supervision of Trading and Market Making Activities (32 of 150 scored items) with Confirm booking, confirmation, and settlement.
9. Lesson 9: Approve offering and investor-disclosure communications
   Lesson 9 uses Approve offering and investor-disclosure communications to connect 5. Supervision of Investment Banking and Research (32 of 150 scored items) with Approve offering and investor-disclosure communications.
10. Lesson 10: Supervise compensation, referrals, and gifts
    Lesson 10 uses Supervise compensation, referrals, and gifts to connect 2. Supervision of General Broker-Dealer Activities (45 of 150 scored items) with Supervise compensation, referrals, and gifts.