FINRA Series 79 Guided Course

This guided course is for learners who want a structured path through FINRA Series 79 Practice Test. Start with ordered lessons, answer exam-style questions, review explanations, and use Practice Mode afterward to test retention.

• Follow an ordered FINRA Series 79 course path instead of starting with random questions.
• Use source-backed scenarios to connect concepts to practical administration decisions.
• Review why the correct answer fits and why the distractors do not.
• Track course progress on this device and return to the next lesson later.
• Move from guided learning into Practice Mode when you are ready to check retention and speed.

The full course continues in order. These early lessons are crawlable here so you can see the shape of the path before the interactive course loads.

1. Lesson 1: Collect market, company, offering, and transaction data
   Lesson 1 uses Collect market, company, offering, and transaction data to connect 1. Collection, Analysis and Evaluation of Data (49%) with Collect market, company, offering, and transaction data.
2. Lesson 2: Prepare public-offering documents and required filings
   Lesson 2 uses Prepare public-offering documents and required filings to connect 2. Underwriting/New Financing Transactions, Types of Offerings and Registration of Securities (27%) with Prepare public-offering documents and required filings.
3. Lesson 3: Set up and structure a sell-side transaction
   Lesson 3 uses Set up and structure a sell-side transaction to connect 3. Mergers and Acquisitions, Tender Offers and Financial Restructuring Transactions (24%) with Set up and structure a sell-side transaction.
4. Lesson 4: Use Exchange Act schedules, reports, statements, and forms
   Lesson 4 uses Use Exchange Act schedules, reports, statements, and forms to connect 1. Collection, Analysis and Evaluation of Data (49%) with Use Exchange Act schedules, reports, statements, and forms.
5. Lesson 5: Coordinate permissible internal and client communications
   Lesson 5 uses Coordinate permissible internal and client communications to connect 1. Collection, Analysis and Evaluation of Data (49%) with Coordinate permissible internal and client communications.
6. Lesson 6: Distribute preliminary and final prospectuses
   Lesson 6 uses Distribute preliminary and final prospectuses to connect 2. Underwriting/New Financing Transactions, Types of Offerings and Registration of Securities (27%) with Distribute preliminary and final prospectuses.
7. Lesson 7: Value the seller and evaluate potential buyers
   Lesson 7 uses Value the seller and evaluate potential buyers to connect 3. Mergers and Acquisitions, Tender Offers and Financial Restructuring Transactions (24%) with Value the seller and evaluate potential buyers.
8. Lesson 8: Analyze the three core financial statements
   Lesson 8 uses Analyze the three core financial statements to connect 1. Collection, Analysis and Evaluation of Data (49%) with Analyze the three core financial statements.
9. Lesson 9: Apply underwriting-term and conflict controls
   Lesson 9 uses Apply underwriting-term and conflict controls to connect 2. Underwriting/New Financing Transactions, Types of Offerings and Registration of Securities (27%) with Apply underwriting-term and conflict controls.
10. Lesson 10: Apply liquidity, profitability, and leverage metrics
    Lesson 10 uses Apply liquidity, profitability, and leverage metrics to connect 1. Collection, Analysis and Evaluation of Data (49%) with Apply liquidity, profitability, and leverage metrics.