FINRA Series 26 Guided Course

This guided course is for learners who want a structured path through FINRA Series 26 — Investment Company and Variable Contracts Products Principal Examination. Start with ordered lessons, answer exam-style questions, review explanations, and use Practice Mode afterward to test retention.

• Follow an ordered FINRA Series 26 course path instead of starting with random questions.
• Use source-backed scenarios to connect concepts to practical administration decisions.
• Review why the correct answer fits and why the distractors do not.
• Track course progress on this device and return to the next lesson later.
• Move from guided learning into Practice Mode when you are ready to check retention and speed.

The full course continues in order. These early lessons are crawlable here so you can see the shape of the path before the interactive course loads.

1. Lesson 1: Registration and qualification of associated persons — Qualification prerequisites
   Lesson 1 uses Registration and qualification of associated persons — Qualification prerequisites to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: registration and qualification of associated persons — Concept: registration and qualification of associated persons (Item 1).
2. Lesson 2: Form U4/U5 and registration-event supervision — U4 versus U5
   Lesson 2 uses Form U4/U5 and registration-event supervision — U4 versus U5 to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: Form U4/U5 and registration-event supervision — Concept: Form U4/U5 and registration-event supervision (Item 2).
3. Lesson 3: Statutory disqualification concepts — Section 3(a)(39) triggers
   Lesson 3 uses Statutory disqualification concepts — Section 3(a)(39) triggers to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: statutory disqualification concepts — Concept: statutory disqualification concepts (Item 3).
4. Lesson 4: Outside business activities and private securities transactions — Rule 3270 OBA
   Lesson 4 uses Outside business activities and private securities transactions — Rule 3270 OBA to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: outside business activities and private securities transactions — Concept: outside business activities and private securities transactions (Item 4).
5. Lesson 5: Continuing education — Regulatory Element
   Lesson 5 uses Continuing education — Regulatory Element to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: continuing education — Concept: continuing education (Item 5).
6. Lesson 6: Branch and office registration concepts — Form BR
   Lesson 6 uses Branch and office registration concepts — Form BR to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: branch and office registration concepts — Concept: branch and office registration concepts (Item 6).
7. Lesson 7: Personnel records and supervisory responsibilities — Rule 3110 system
   Lesson 7 uses Personnel records and supervisory responsibilities — Rule 3110 system to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: personnel records and supervisory responsibilities — Concept: personnel records and supervisory responsibilities (Item 7).
8. Lesson 8: Broker-dealer registration and membership requirements — Form BD/BDW
   Lesson 8 uses Broker-dealer registration and membership requirements — Form BD/BDW to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: broker-dealer registration and membership requirements — Concept: broker-dealer registration and membership requirements (Item 8).
9. Lesson 9: Registration and qualification of associated persons — Limited product scope
   Lesson 9 uses Registration and qualification of associated persons — Limited product scope to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: registration and qualification of associated persons — Concept: registration and qualification of associated persons (Item 9).
10. Lesson 10: Form U4/U5 and registration-event supervision — 30-day deadlines
    Lesson 10 uses Form U4/U5 and registration-event supervision — 30-day deadlines to connect F1: Personnel Management Activities and Registration of the Broker-Dealer with Specific exam blueprint requirement: Form U4/U5 and registration-event supervision — Concept: Form U4/U5 and registration-event supervision (Item 10).